Regulatory Reporting Supervisor

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VN-17377

Permanent

Cardiff

£Competitive + Bonus + Benefits

20 September 2020

Great opportunity to join LGIM in Cardiff as a Supervisor within an established Regulatory Change and Reporting Team. You’ll take the lead supporting the execution of core activities in a changing and dynamic environment.

The primary function of the Regulatory Reporting Team is to support LGIM’s Investment Management activities by providing Trade, Transaction and position reporting to regulators under the applicable regimes.

The role of the Supervisor is to work closely with the team manager developing and coaching the team to support the department strategy, providing effective support for the growth of the global markets business. This is a prominent position with a key focus on supervising compliance with regulation.

Subject to performance there’s an opportunity to work from home one day a week.

  • Proactively supervise the Regulatory Reporting Team leading to the successful compliance with regulatory reporting, specifically MiFID, EMIR, AIFMD and other smaller rulings such as Rule 8.3 and DTR5.
  • Research and implement regulatory change throughout Investment Operations, across all Fund ranges as necessary.
  • Research and implement accounting and tax changes, for all outsourced LGIM Fund Ranges and jurisdictions.
  • Actively participate in the management of relationships with stakeholders including Regulators, Service providers and Internal LGIM departments such as compliance, portfolio monitoring and other Investment Operations teams.
  • Identify processes enhancements, or potential risks, to ensure that reporting provided is of the highest standard and remains fully compliant.
  • Undertake quality assurance of work to ensure errors are minimised.
  • Represent the team and department in a professional, collaborative, and commercially aware manner, developing good working relationships with all internal and external parties.
  • Continuous review of team procedures, policies, systems and issues.
  • Ensure superlative service levels are maintained to both internal and external parties.
  • Supervise team members throughout their work and ensure that all aspects of performance management are dealt with thoroughly and effectively.
  • Strong technical investment process knowledge/experience relevant to role, in particular with regards to regulation and Financial Reporting Standards.
  • Proven experience of supporting a team, equivalent to like functions.
  • Strong experience/skills in regulatory controls.
  • Demonstrable people management skills, experience of delivering change.
  • Constantly challenge established methods and to look at promoting new ideas
  • Collaborative and personalised approach to service commitment, delivery and continuous improvement.
  • Ability to grasp issues, find creative and innovative solutions to problems

Whatever your role, we reward ability, performance and attitude with a package that looks after all the things that are important to you. Our employees have a wide range of benefits including a generous pension scheme, life assurance, at least 25 days’ holiday (with potential to rise to 26 days), private medical insurance, performance related bonuses, a variety of share schemes, discounts at both a huge range of high street stores and our own great products, your hard work will be rewarded when you join us.

About L&G

LGIM is the investment management arm of Legal & General Group, a FTSE 100 company. We are one of Europe’s largest asset managers and a major global investor, with assets under management of £1.1tn* (as at 30 June 2019). Our success has been built by focusing on clients and providing them with services and solutions that meet their needs. We offer strategies across the full spectrum of asset classes, including equities, bonds, property, alternatives and cash, as well as multi-asset strategies tailored to the needs of institutional and retail investors.

LGIM is one of the world’s leading providers of index fund management. We are at the forefront of developments in liability-driven risk management solutions for defined benefit pension schemes, a leading provider of defined contribution solutions and also offer wide range of strategies to help our clients manage their investment objectives. LGIM continues to innovate as markets evolve, building strong relationships with clients including pension scheme, sovereign wealth funds, wealth managers and other professional investors.

We understand that our scale brings responsibilities. We play an active role in the companies we invest in, from exercising shareholder voting rights to directly engaging with companies at a board level. By engaging with businesses, we aim to unlock value for investors and shape the future and sustainability of financial markets.

In addition to having a leading position in the UK, we have selectively expanded into new markets across Europe, the Middle East, Asia and the US. We believe that translating our capabilities to reflect the needs of our international clients will mean we are well placed to help them achieve their objectives.

*LGIM internal data as at 30 June 2019, including derivative positions and advisory assets. These figures include assets managed by LGIMA, an SEC Registered Investment Advisor.

About the business area

LGIM manages fixed income, equity, multi-asset, liability-driven investment, property and alternative solutions on behalf of its clients. Located across the globe, our clients include institutional pension funds, financial institutions, local authorities and sovereign wealth funds. In order to meet the complex and evolving investment needs of our clients, we focus on remaining at the forefront of investment product innovation and maintaining our reputation as experts across all asset classes.

We are an equal opportunities employer and welcome applications from all suitably qualified persons regardless of their race, sex, disability, religion/belief, sexual orientation, gender identity or age.

About L&G

LGIM is the investment management arm of Legal & General Group, a FTSE 100 company. We are one of Europe’s largest asset managers and a major global investor, with assets under management of £1.1tn* (as at 30 June 2019). Our success has been built by focusing on clients and providing them with services and solutions that meet their needs. We offer strategies across the full spectrum of asset classes, including equities, bonds, property, alternatives and cash, as well as multi-asset strategies tailored to the needs of institutional and retail investors.

LGIM is one of the world’s leading providers of index fund management. We are at the forefront of developments in liability-driven risk management solutions for defined benefit pension schemes, a leading provider of defined contribution solutions and also offer wide range of strategies to help our clients manage their investment objectives. LGIM continues to innovate as markets evolve, building strong relationships with clients including pension scheme, sovereign wealth funds, wealth managers and other professional investors.

We understand that our scale brings responsibilities. We play an active role in the companies we invest in, from exercising shareholder voting rights to directly engaging with companies at a board level. By engaging with businesses, we aim to unlock value for investors and shape the future and sustainability of financial markets.

In addition to having a leading position in the UK, we have selectively expanded into new markets across Europe, the Middle East, Asia and the US. We believe that translating our capabilities to reflect the needs of our international clients will mean we are well placed to help them achieve their objectives.

*LGIM internal data as at 30 June 2019, including derivative positions and advisory assets. These figures include assets managed by LGIMA, an SEC Registered Investment Advisor.

About the business area

LGIM manages fixed income, equity, multi-asset, liability-driven investment, property and alternative solutions on behalf of its clients. Located across the globe, our clients include institutional pension funds, financial institutions, local authorities and sovereign wealth funds. In order to meet the complex and evolving investment needs of our clients, we focus on remaining at the forefront of investment product innovation and maintaining our reputation as experts across all asset classes.

We are an equal opportunities employer and welcome applications from all suitably qualified persons regardless of their race, sex, disability, religion/belief, sexual orientation, gender identity or age.